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RR

Royce Ryan Running

CENTAURUS FINANCIAL
Irvine, CA
·CRD# 5202198·19 years experience

Professional Summary

Royce Ryan Running is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Irvine, California. Royce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Royce has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
2070 Business Center Drive Suite #250, Irvine, CA 92612
May 6, 2013 - Present
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
BD
2070 Business Center Drive Suite #250, Irvine, CA 92612
May 6, 2013 - Present
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC·CRD# 124446
RIA
Irvine, CA
August 18, 2009 - May 13, 2013
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Irvine, CA
August 18, 2009 - May 13, 2013
WFP SECURITIES·CRD# 35098
BD
Irvine, CA
February 13, 2009 - July 2, 2009
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Lake Forest, CA
January 7, 2009 - February 12, 2009
SII INVESTMENTS, INC.·CRD# 2225
BD
Lake Forest, CA
July 14, 2008 - December 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Laguna Hills, CA
April 25, 2007 - June 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Laguna Hills, CA
December 13, 2006 - June 3, 2008

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WEALTH RHINO, NON-INVESTMENT RELATED, 2070 BUSINESS CENTER DRIVE, SUITE #250, IRVINE, CA 92612, DBA, SINCE 1/25/2021. 2. RENTAL PROPERTY POSITION: Owner NATURE: I own a short-term rental property in Las Vegas that I rent out on Airbnb and VRBO. I own the property and sometimes travel there to complete repairs and purchase supplies. I have a local property manager that handles the day-to-day service with renters, guests, and vendors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/06/2024 ADDRESS: 4427 S Pearl Street, Las Vegas NV 89121, United States DESCRIPTION: I own a short-term rental property in Las Vegas that I rent out on Airbnb and VRBO. I own the property and sometimes travel there to complete repairs and purchase supplies. I have a local property manager that handles the day-to-day service with renters, guests, and vendors. 3. 4 PILLARS GROUP LLC POSITION: Analyst NATURE: This firm is a company I'm in with my wife, my father in-law, and my mother in-law. We are purchasing, rehabbing, and reselling residential real estate properties. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2025 ADDRESS: 2152 Dupont, Suite 235, Irvine CA 92612, United States DESCRIPTION: At this company, my role is to source potential fix & flip properties, perform analysis on these properties, and assist with operations of the project. 4. WEALTHRHINO GROUP LLC (DBA WEALTHRHINO PROPERTIES) POSITION: Owner NATURE: This will be the LLC to hold my rental property and any other associated rental properties in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2025 ADDRESS: 4427 S Pearl Street, Las Vegas NV 89121, United States DESCRIPTION: This will be the LLC to hold my rental property and any other associated rental properties in the future. My duties include managing my property in the event my property manager is unavailable, and collecting rents.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/6/2013)
IAR
California
(5/6/2013)
IAR
Idaho
(8/15/2019)
RR
Idaho
(5/6/2022)
IAR
Indiana
(9/22/2021)
IAR
Texas
(7/1/2019)
RR
Utah
(2/10/2025)
IAR
Utah
(3/27/2025)
IAR
Washington
(7/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Royce Ryan Running's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Royce Ryan Running's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RR
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