Lisa M. Ladd

FUTURE CAPITAL

Chattanooga, TN 37402

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CRD#: 5202141

Professional summary

Lisa Michelle Ladd, who also goes by Lisa Michelle Price, is a registered financial advisor currently at FUTURE CAPITAL located in Chattanooga, Tennessee.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lisa has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Michelle Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Michelle Ladd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2013 - Present

FUTURE CAPITAL

Office #1: 1110 Market Street Suite 402, Chattanooga, TN 37402

RIA

CRD#: 119081

Chattanooga, TN

Past

October 30, 2007 - March 12, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHATTANOOGA, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUTURE CAPITAL

FUTURE CAPITAL | SUNGARD PRONVEST, INC. | PRONVEST, LLC DBA FUTURE CAPITAL | PRONVEST, INC. | PRO NVEST, INC.

CRD#: 119081 / SEC#: 801-60964

RIA

Registered Investment Advisory firm - (2/26/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/29/2007

General Securities Representative Examination

Current Firm

FUTURE CAPITAL

FUTURE CAPITAL | SUNGARD PRONVEST, INC. | PRONVEST, LLC DBA FUTURE CAPITAL | PRONVEST, INC. | PRO NVEST, INC.

CRD#: 119081 / SEC#: 801-60964

RIA

Registered Investment Advisory firm - (2/26/2002 Approved)

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Contact information

Main Address

1110 Market Street Suite 402, Chattanooga, TN 37402

Mailing Address

Phone number

(423) 648-1876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUTURE CAPITAL FORM ADV PART 2A (12/4/2025)

Regulatory assets under management

Total Number of Accounts	12,714
AUM (Assets Under Management)	$ 1,026,484,502

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/26/2024	Cover Page	Report
02/21/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa M. Ladd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Michelle Ladd's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUTURE CAPITAL

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

FUTURE CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2013

Series 7

Date: 10/29/2007

Current Firm

FUTURE CAPITAL

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FUTURE CAPITAL

TRUST BUT VERIFY

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