KH
Kurtis S. Hagemann
GATEWAY WEALTH PARTNERS
Batavia, IL 60510
Some features on this profile are disabled
CRD#: 5202026
KH
Professional summary
Kurtis Scott Hagemann is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Batavia, Illinois and LPL FINANCIAL LLC located in Batavia, Illinois.
Kurtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kurtis has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/21/2012 - Hagemann Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2) 05/28/2015 - NO BUSINESS NAME - NOT INV REL - 106 W WILSON ST., SUITE 3 BATAVIA, IL 60510 - REAL ESTATE RENTAL - START 01/01/2015 - 1 HR/MO NOT DURING SECS TRDG HRS 3) 06/03/2016 - Advisors' Pride - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 06/01/2016 - 60 Hours Per Month/5 Hours During Securities Trading 4) 06/03/2016 - Hagemann Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/01/2016 - 60 Hours Per Month/5 Hours During Securities Trading 5) 06/21/2016 - Crump Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 06/10/2016 - 10 Hours Per Month/10 Hours During Securities Trading 6) 01/19/2023 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/11/2023 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 2/6/2023 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) -DBA for LPL Business (entity for LPL business) - Start Date - 01/23/2023 - 160 Hours Per Month/8 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Kurtis Scott Hagemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2022 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 106 W. Wilson St. Sute #3, Batavia, IL 60510RIA
CRD#: 322789
Batavia, IL
Current
September 5, 2008 - Present
LPL FINANCIAL LLC
Office #1: 106 W. Wilson St Ste# 3, Batavia, IL 60510Office #2: 1806 Woodfield Drive, Savoy, IL 61874-0000RIA
BD
CRD#: 6413
Batavia, IL
Past
October 25, 2023 - November 7, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAINT CHARLES, IL
Past
November 8, 2017 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAINT CHARLES, IL
Past
May 31, 2016 - December 31, 2022
ADVISORS' PRIDE INC.
RIA
CRD#: 170669
Batavia, IL
Past
September 5, 2008 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAINT CHARLES, IL
Past
January 1, 2008 - September 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GENEVA, IL
Past
January 1, 2008 - September 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GENEVA, IL
Past
October 23, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
GENEVA, IL
Past
October 10, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
GENEVA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2024)
RR
Arizona(10/10/2023)
RR
Arkansas(10/10/2023)
RR
California(10/10/2023)
RR
Colorado(2/26/2010)
RR
Connecticut(11/13/2023)
RR
District of Columbia(10/30/2024)
RR
Florida(11/7/2017)
RR
Georgia(1/5/2021)
RR
Illinois(9/5/2008)
IAR
Illinois(10/6/2022)
RR
Indiana(10/10/2023)
RR
Iowa(10/10/2023)
RR
Kansas(7/20/2020)
RR
Louisiana(10/30/2024)
RR
Maryland(10/10/2023)
RR
Michigan(4/9/2012)
RR
Minnesota(10/10/2023)
RR
Mississippi(10/30/2024)
RR
Missouri(10/10/2023)
RR
Nebraska(10/10/2023)
RR
Nevada(11/1/2023)
RR
New Mexico(11/1/2023)
RR
New York(10/10/2023)
RR
North Carolina(1/7/2014)
RR
Ohio(3/20/2018)
RR
Oklahoma(10/10/2023)
RR
Oregon(10/10/2023)
RR
South Carolina(8/26/2016)
RR
South Dakota(10/10/2023)
RR
Tennessee(9/11/2023)
RR
Texas(8/26/2016)
RR
Vermont(10/30/2024)
RR
Virginia(10/10/2023)
RR
Washington(10/10/2023)
RR
Wisconsin(10/18/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Batavia, IL 60510TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
