Justin W. Krueger

CLIENT FIRST INVESTMENT MANAGEMENT LLC

West Bend, WI 53095

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CRD#: 5201537

Professional summary

Justin Wayne Krueger, CFP® is a registered financial advisor currently at CLIENT FIRST INVESTMENT MANAGEMENT LLC located in West Bend, Wisconsin.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Justin has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Wayne Krueger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 22, 2016 - Present

CLIENT FIRST INVESTMENT MANAGEMENT LLC

Office #1: 215 N. Main Street Suite 1040, West Bend, WI 53095

RIA

CRD#: 282600

West Bend, WI

Past

March 21, 2014 - August 29, 2016

CLIENT FIRST INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 155301

WEST BEND, WI

Past

January 14, 2010 - March 24, 2014

ANNEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 127987

WEST BEND, WI

Past

December 22, 2009 - March 24, 2014

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WEST BEND, WI

Past

January 7, 2008 - December 8, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WEST BEND, WI

Past

October 17, 2006 - January 23, 2008

ONEAMERICA SECURITIES, INC.

CRD#: 4173

MENOMOEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLIENT FIRST INVESTMENT MANAGEMENT LLC

CRD#: 282600 / SEC#: 801-123113

RIA

Registered Investment Advisory firm - (1/21/2022 Approved)

Florida

Registered Investment Advisory firm - (1/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/27/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/18/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/9/2016)

IAR

Texas
(9/16/2020)

IAR

Wisconsin
(2/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLIENT FIRST INVESTMENT MANAGEMENT LLC

CRD#: 282600 / SEC#: 801-123113

RIA

Registered Investment Advisory firm - (1/21/2022 Approved)

Florida

Registered Investment Advisory firm - (1/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/27/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/18/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/28/2022 Terminated)

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Contact information

Main Address

215 N. Main Street Suite 1040, West Bend, WI 53095

Mailing Address

Phone number

(262) 335-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLIENT FIRST INVESTMENT MANAGEMENT LLC DISCLOSURE BROCHURE (3/7/2025)

CLIENT FIRST INVESTMENT MANAGEMENT LLC WRAP FEE BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,391
AUM (Assets Under Management)	$ 184,382,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin W. Krueger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Wayne Krueger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLIENT FIRST INVESTMENT MANAGEMENT, INC.

ANNEX WEALTH MANAGEMENT, LLC

GROVE POINT INVESTMENTS, LLC

VOYA FINANCIAL ADVISORS, INC.

ONEAMERICA SECURITIES, INC.

Primary Firm SEC Registration

CLIENT FIRST INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2009

Series 63

Date: 10/19/2006

Series 7

Date: 2/18/2009

Series 6

Date: 10/16/2006

Current Firm

CLIENT FIRST INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLIENT FIRST INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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