Raymond C. Jacob
Professional summary
Raymond Craig Jacob, who also goes by Raymond C Jacob, Raymond Jacob, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Johnstown, Pennsylvania.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 2010. Raymond has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Craig Jacob's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2018 - Present
NYLIFE SECURITIES LLC
August 26, 2011 - September 5, 2013
WALNUT STREET SECURITIES, INC.
August 26, 2011 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
August 26, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
August 26, 2011 - July 8, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
April 20, 2010 - December 13, 2016
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2020)
(9/17/2018)
(9/11/2018)
(10/10/2018)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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