Jodi Lynn Wicks Mrs
Professional Summary
Jodi Lynn Wicks MRS was a registered financial advisor. Jodi was a previously registered financial professional and started their career in finance 2006 - 2018. Jodi had worked at 1 firm and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
M & A CAPITAL, LLC | MURPHY & ASSOCIATES CAPITAL, LLC | M&A CAPITAL, LLC | M&A CAPITAL HOLDINGS, LLC
Contact Information
Established
California since 09/15/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE MURPHY FAMILY TRUST | TRUST | — |
| GROLMAN, LINDSEY NICOLE | DIRECTOR | 5477963 |
| MURPHY, THOMAS JOHN | ANTI MONEY LAUNDERING COMPLIANCE OFFICER/TRUSTEE | — |
| MURPHY, THOMAS JOHN | MANAGING DIRECTOR/TRUSTEE | — |
| MURPHY, THOMAS JOHN | CHIEF COMPLIANCE OFFICER/TRUSTEE | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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