Jerry E. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Emery Anderson, who also goes by Em Anderson, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1974. Jerry had worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 1, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2003 - December 31, 2017
THE INVESTMENT CENTER, INC.
December 8, 1998 - August 1, 2003
OXFORD FINANCIAL GROUP
December 22, 1989 - October 29, 1998
TEXAS CAPITAL SECURITIES, INC.
October 18, 1988 - January 30, 1990
SMETEK, VAN HORN AND CORMACK, INC.
November 4, 1986 - May 22, 1987
HOUSTON INVESTMENT SECURITIES BROKERAGE SERVICES, INC.
December 4, 1985 - September 12, 1988
TRADESTAR INVESTMENTS,INC.
December 30, 1982 - June 3, 1986
ANDERSON, TALLMAN & KING INC.
January 8, 1980 - December 24, 1981
KELLY ASSOCIATES, LTD.
September 17, 1979 - December 3, 1985
LEHMAN BROTHERS INC.
January 18, 1978 - September 17, 1979
LOEB PARTNERS
October 28, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
March 8, 1974 - November 20, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/6/1974
Registered Representative ExaminationCurrent Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
