Sun Hyung Kim
Professional summary
Sun Hyung Kim, who also goes by James S. Kim, is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Montclair, New Jersey.
Sun Hyung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sun Hyung has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sun Hyung Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2024 - Present
RMR WEALTH BUILDERS, INC.
Office #1: 111 Grove Street Suite 203, Montclair, NJ 07042September 8, 2014 - November 27, 2023
KEYBANC CAPITAL MARKETS INC.
September 22, 2008 - June 20, 2014
BARCLAYS CAPITAL INC.
July 25, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
September 25, 2006 - July 27, 2007
BANC OF AMERICA SECURITIES LLC
Primary Firm SEC Registration
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/6/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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