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MT

Megan E. Tracy

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
HINGHAM, MA
Some features on this profile are disabled
CRD#: 5200798
MT

Professional summary

Megan E. Tracy, who also goes by Megan Elizabeth Thompson, Megan Thompson, Megan Elizabeth Tracy, Megan Tracy, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Hingham, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Megan has worked at 11 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Megan Elizabeth Thompson | Megan Thompson | Megan Elizabeth Tracy | Megan Tracy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan E. Tracy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2025 - Present

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

RIA
CRD#: 301896
HINGHAM, MA
Current

March 6, 2025 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 7784
Smithfield, RI
Current

December 17, 2025 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 17507
Smithfield, RI
Past

July 3, 2025 - December 16, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

January 3, 2020 - December 22, 2022

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
Boston, MA
Past

November 21, 2017 - February 12, 2025

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
Boston, MA
Past

November 8, 2017 - February 12, 2025

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

September 3, 2015 - August 3, 2017

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

August 21, 2015 - August 3, 2017

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

June 2, 2009 - December 7, 2012

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

May 1, 2007 - December 7, 2012

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/17/2025)
RR
Alaska
(12/17/2025)
RR
Arizona
(12/17/2025)
RR
Arkansas
(12/17/2025)
RR
California
(12/17/2025)
RR
Colorado
(12/17/2025)
RR
Connecticut
(12/17/2025)
RR
Delaware
(12/17/2025)
RR
District of Columbia
(12/17/2025)
RR
Florida
(12/17/2025)
RR
Georgia
(12/17/2025)
RR
Hawaii
(12/17/2025)
RR
Idaho
(12/17/2025)
RR
Illinois
(12/17/2025)
RR
Indiana
(12/17/2025)
RR
Iowa
(12/17/2025)
RR
Kansas
(12/17/2025)
RR
Kentucky
(12/17/2025)
RR
Louisiana
(12/17/2025)
RR
Maine
(12/17/2025)
RR
Maryland
(12/17/2025)
RR
Massachusetts
(3/7/2025)
IAR
Massachusetts
(12/23/2025)
RR
Michigan
(12/17/2025)
RR
Minnesota
(12/17/2025)
RR
Mississippi
(12/17/2025)
RR
Missouri
(12/17/2025)
RR
Montana
(12/17/2025)
RR
Nebraska
(12/17/2025)
RR
Nevada
(12/17/2025)
RR
New Hampshire
(12/17/2025)
RR
New Jersey
(12/17/2025)
RR
New Mexico
(12/17/2025)
RR
New York
(12/17/2025)
RR
North Carolina
(12/17/2025)
RR
North Dakota
(12/17/2025)
RR
Ohio
(12/18/2025)
RR
Oklahoma
(12/17/2025)
RR
Oregon
(12/17/2025)
RR
Pennsylvania
(12/17/2025)
RR
Puerto Rico
(12/17/2025)
RR
Rhode Island
(12/17/2025)
RR
South Carolina
(12/17/2025)
RR
South Dakota
(12/17/2025)
RR
Tennessee
(12/17/2025)
RR
Texas
(12/17/2025)
RR
Utah
(12/17/2025)
RR
Vermont
(12/17/2025)
RR
Virginia
(12/17/2025)
RR
Washington
(12/17/2025)
RR
West Virginia
(12/17/2025)
RR
Wisconsin
(12/17/2025)
RR
Wyoming
(12/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/21/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/30/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/6/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/30/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)
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Contact information

Main Address
245 Summer Street, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
194

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY MODEL PORTFOLIO SOLUTIONS (1/9/2026)
FIDELITY INSTITUTIONAL CUSTOM SMAS (12/3/2025)
FIDELITY MANAGED ACCOUNT XCHANGE ESSENTIALS (3/31/2025)
FIDELITY MANAGED ACCOUNT XCHANGE (3/31/2025)

Regulatory assets under management

Total Number of Accounts829
AUM (Assets Under Management)$ 6,468,261,663

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
08/22/2024
Cover Page
Report
10/23/2023
Cover Page
Report
01/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896Hingham, MA

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