Yasir A. Syed
Professional summary
Yasir Ali Syed, who also goes by Yasir Syed, Yasir A Syed, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and FORESIDE GLOBAL SERVICES, LLC located in Portland, Maine.
Yasir is registered as a RR (Registered Representative) and started their career in finance in 2006. Yasir has worked at 19 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yasir Ali Syed's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2024 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
FORESIDE GLOBAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 1, 2024 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101September 11, 2024 - October 18, 2024
VALIC FINANCIAL ADVISORS, INC.
April 11, 2023 - July 10, 2024
MORNINGSTAR INVESTMENT SERVICES LLC
July 25, 2016 - December 6, 2021
COREBRIDGE CAPITAL SERVICES, INC.
July 19, 2016 - December 10, 2021
VALIC FINANCIAL ADVISORS, INC.
January 26, 2016 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
February 27, 2014 - January 15, 2016
NEXT FINANCIAL GROUP, INC.
October 23, 2009 - August 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
FUNDS DISTRIBUTOR, LLC
CRD#: 7174Portland, ME 04101TRUST BUT VERIFY
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