Dan C. Roehm
CSENGE ADVISORY GROUP
Fort Lauderdale, FL
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CRD#: 5200069
Professional summary
Dan Christian Roehm Jr., CFP®, who also goes by Dan Christian Roehm Jr., Dan Christian Roehm, Jr., Chris Roehm, Dan Christian Roehm, is a registered financial advisor currently at CSENGE ADVISORY GROUP, LLC located in Fort Lauderdale, Florida and INTEGRITY ALLIANCE, LLC. located in Fort Lauderdale, Florida.
Dan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Dan has worked at 8 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Christian Roehm Jr. | Dan Christian Roehm, Jr. | Chris Roehm | Dan Christian Roehm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)I run an event BIG Breakfast where I host authors to speak online. I consult with private individuals and coach them how to develop business using LinkedIn. I enter into joint work agreements other life insurance agents to sell life insurance - fixed business only. 2)TIGHT FIVE LLC POSITION: Owner NATURE: Fixed (non-variable) life insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 09/10/2013 ADDRESS: 6278 N Federal Hwy, Fort Lauderdale FL 33308, United States DESCRIPTION: life insurance consulting and agency 3)ROACH AG POSITION: Consultant NATURE: Agriculture Marketing Newsletter INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2021 ADDRESS: 568 East Yamato Rd., Boca Raton FL 33431, United States DESCRIPTION: Occasional guest contributor on webinars 4)CSENGE ADVISORY GROUP POSITION: Employee NATURE: IAR and Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/10/2021 ADDRESS: 6278 N Federal Hwy, Fort Lauderdale FL 33308, United States DESCRIPTION: investment advisory and financial planning 5)FLORIDA RUGBY REFEREES ASSOCIATION POSITION: Employee NATURE: Referee rugby games INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1984 ADDRESS: 6011 NE 19 TER, Fort Lauderdale FL 33308, United States DESCRIPTION: Referee rugby union games
CRS (Client Relationship Summary) - RIA
Click below to view Dan Christian Roehm Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
November 30, 2021 - Present
CSENGE ADVISORY GROUP, LLC
RIA
CRD#: 131167
Fort Lauderdale, FL
Current
November 3, 2025 - Present
INTEGRITY ALLIANCE, LLC.
RIA
BD
CRD#: 139627
FORT LAUDERDALE, FL
Past
November 8, 2021 - November 3, 2025
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
FORT LAUDERDALE, FL
Past
October 6, 2017 - July 3, 2018
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
RIA
CRD#: 287966
BOCA RATON, FL
Past
June 9, 2014 - February 26, 2016
FREEDOM WEALTH ADVISORS, LLC
RIA
CRD#: 153207
BOCA RATON, FL
Past
March 21, 2011 - November 14, 2012
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
DEERFIELD BEACH, FL
Past
March 9, 2011 - November 14, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
DEERFIELD BEACH, FL
Past
November 6, 2008 - February 28, 2011
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
FT. LAUDERDALE, FL
Past
August 8, 2008 - February 28, 2011
VALMARK SECURITIES, INC.
BD
CRD#: 31243
FT. LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CSENGE ADVISORY GROUP, LLC
ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP
CRD#: 131167 / SEC#: 801-72792
RIA
Registered Investment Advisory firm - (10/13/2011 Approved)Florida
Registered Investment Advisory firm - (11/8/2011 Terminated)Texas
Registered Investment Advisory firm - (11/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(11/30/2021)
RR
Georgia(11/3/2025)
RR
Missouri(11/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/7/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CSENGE ADVISORY GROUP, LLC
ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP
CRD#: 131167 / SEC#: 801-72792
RIA
Registered Investment Advisory firm - (10/13/2011 Approved)Florida
Registered Investment Advisory firm - (11/8/2011 Terminated)Texas
Registered Investment Advisory firm - (11/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4755 East Bay Drive, Clearwater, FL 33764
Mailing Address
Phone number
(727) 437-6000
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,643 |
| AUM (Assets Under Management) | $ 2,882,684,461 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
