Jonathan M. Ameen

IMPACT CAPITAL PARTNERS LLC

Nashville, TN

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CRD#: 5200041

Professional summary

Jonathan Michael Ameen, who also goes by Jonathan M Michael Ameen, is a registered financial advisor currently at IMPACT CAPITAL PARTNERS LLC located in Nashville, Tennessee.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jonathan has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan M Michael Ameen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Ameen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

IMPACT CAPITAL PARTNERS LLC

RIA

CRD#: 329616

Nashville, TN

Past

May 16, 2022 - February 20, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

March 27, 2015 - November 8, 2019

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

November 2, 2006 - February 20, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPACT CAPITAL PARTNERS LLC

CRD#: 329616 / SEC#: 801-129440

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2006

General Securities Representative Examination

Current Firm

IMPACT CAPITAL PARTNERS LLC

CRD#: 329616 / SEC#: 801-129440

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

8101 E Prentice Ave Suite 1080, Greenwood Village, CO 80111

Mailing Address

Phone number

(888) 304-6722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	1,688
AUM (Assets Under Management)	$ 527,993,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan M. Ameen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Ameen's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

IMPACT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2022

Series 63

Date: 11/21/2006

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2006

Current Firm

IMPACT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPACT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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