Jamie L. Sullivan

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CRD#: 5199857

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jamie Leanne Sullivan, who also goes by Jamie Hribal, Jamie Leanne Leach, was a registered financial professional .

Jamie is a previously registered financial professional and started their career in finance in 2006. Jamie had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jamie Hribal | Jamie Leanne Leach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 14, 2017 - January 26, 2018

BRIGHT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169771

LEWISVILLE, TX

Past

December 21, 2016 - February 8, 2017

TITAN SECURITIES

RIA

CRD#: 131392

ADDISON, TX

Past

December 21, 2016 - February 8, 2017

TITAN SECURITIES

CRD#: 131392

ADDISON, TX

Past

September 19, 2012 - August 16, 2016

TITAN SECURITIES

RIA

CRD#: 131392

DALLAS, TX

Past

September 19, 2012 - August 16, 2016

TITAN SECURITIES

CRD#: 131392

DALLAS, TX

Past

September 27, 2011 - September 19, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

September 27, 2011 - September 19, 2012

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

October 28, 2010 - January 4, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

DALLAS, TX

Past

October 26, 2010 - January 4, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

December 7, 2009 - May 17, 2010

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

DALLAS, TX

Past

July 17, 2009 - December 10, 2009

WADDELL & REED

RIA

CRD#: 866

ARLINGTON, TX

Past

July 17, 2009 - December 10, 2009

WADDELL & REED

CRD#: 866

ARLINGTON, TX

Past

March 6, 2009 - June 25, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHARDSON, TX

Past

December 10, 2008 - June 25, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RICHARDSON, TX

Past

July 18, 2007 - July 7, 2008

WFG INVESTMENTS, INC.

CRD#: 22704

PLANO, TX

Past

September 19, 2006 - May 25, 2007

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHT WEALTH MANAGEMENT, LLC

CRD#: 169771 / SEC#: 801-130450

RIA

Registered Investment Advisory firm - (6/11/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/13/2010

Municipal Securities Principal Examination

Current Firm

BRIGHT WEALTH MANAGEMENT, LLC

CRD#: 169771 / SEC#: 801-130450

RIA

Registered Investment Advisory firm - (6/11/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Terminated)

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Contact information

Main Address

4400 State Highway 121 Suite 400, Lewisville, TX 75056

Mailing Address

Phone number

(972) 410-6623

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHT WEALTH MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 228,985,374

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jamie L. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TITAN SECURITIES

TITAN SECURITIES

TITAN SECURITIES

TITAN SECURITIES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIRST SOUTHWEST COMPANY, LLC

WADDELL & REED

WADDELL & REED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WFG INVESTMENTS, INC.

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

BRIGHT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2009

Series 63

Date: 11/20/2006

SIE

Date: 2/8/2017

Series 7

Date: 9/18/2006

Series 24

Date: 11/5/2012

Series 53

Date: 1/13/2010

Current Firm

BRIGHT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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