Amber E. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Elizabeth Turner, who also goes by Amber Turner, was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2006. Amber had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - December 7, 2012
EAGLESTONE WEALTH ADVISORS, INC.
September 16, 2009 - September 28, 2012
TRIAD ADVISORS LLC
April 26, 2007 - September 10, 2009
GROVE POINT INVESTMENTS, LLC
October 3, 2006 - February 13, 2007
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EAGLESTONE WEALTH ADVISORS, INC.
CRD#: 141014 / SEC#: 801-68116
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLESTONE WEALTH ADVISORS, INC.
CRD#: 141014 / SEC#: 801-68116
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 417 |
| AUM (Assets Under Management) | $ 197,712,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/11/2024 | ||
| 10/26/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
