Ernesto Alvelais
Professional summary
Ernesto Alvelais is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Ernesto is registered as a RR (Registered Representative) and started their career in finance in 2007. Ernesto has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ernesto Alvelais's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2025 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095October 26, 2015 - January 16, 2025
ONEAMERICA SECURITIES, INC.
January 29, 2015 - September 4, 2015
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 9, 2013 - July 2, 2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 29, 2011 - February 20, 2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
December 14, 2010 - February 16, 2011
MML INVESTORS SERVICES, LLC
December 9, 2009 - October 27, 2010
LPL FINANCIAL LLC
March 12, 2007 - June 2, 2009
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2025)
(1/16/2025)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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