Jeffrey I. Katzman
Professional summary
Jeffrey Ira Katzman is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Ira Katzman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
PATRICK CAPITAL MARKETS, LLC
October 17, 2016 - January 23, 2017
OSAIC FA, INC.
October 17, 2016 - January 23, 2017
OSAIC FA, INC.
January 31, 2014 - December 22, 2015
EQUITY SERVICES, INC.
January 29, 2014 - December 22, 2015
EQUITY SERVICES, INC.
June 19, 2012 - October 15, 2012
KBR CAPITAL MARKETS, LLC
July 8, 2011 - June 30, 2012
ALLIANCE AFFILIATED EQUITIES CORPORATION
May 23, 2011 - July 20, 2011
HERITAGE ADVISORY SERVICES, INC.
February 14, 2011 - July 20, 2011
HERITAGE FINANCIAL SYSTEMS, LLC
August 20, 2010 - December 2, 2010
PROVASI CAPITAL PARTNERS LP
August 12, 2008 - April 23, 2010
AFA FINANCIAL GROUP, LLC
May 19, 2008 - August 15, 2008
DIRECT CAPITAL SECURITIES, INC.
January 23, 2008 - May 15, 2008
NATIONWIDE SECURITIES, LLC
September 26, 2006 - December 31, 2007
OSAIC FA, INC.
September 6, 2006 - January 3, 2008
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2025)
(3/3/2025)
Exams
Series 7TO
Date: 1/22/2025
General Securities Representative ExaminationFINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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