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DE

Duane Eckelberg

ECKELBERG FINANCIAL
Phoenix, AZ
Some features on this profile are disabled
CRD#: 5199076
DE

Professional summary

Duane Eckelberg is a registered financial advisor currently at ECKELBERG FINANCIAL, INC. located in Phoenix, Arizona.

Duane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Duane has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duane Eckelberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2020 - Present

ECKELBERG FINANCIAL, INC.

RIA
CRD#: 306527
Phoenix, AZ
Past

July 26, 2007 - December 10, 2008

CLARITY FINANCIAL PLANNING, P.C.

RIA
CRD#: 143305
MESA, AZ
Past

February 20, 2007 - November 29, 2017

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/1/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/18/2007
Uniform Investment Adviser Law Examination

Current Firm

EF
ECKELBERG FINANCIAL, INC.
ECKELBERG FINANCIAL, INC.

CRD#: 306527 / SEC#:

Arizona
Registered Investment Advisory firm - (1/1/2020 Approved)
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Contact information

Main Address
Phoenix, AZ
Mailing Address
Phone number
(480) 423-1888
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ECKELBERG FINANCIAL, INC.

CRD#: 306527Phoenix, AZ

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