PM
Patrick D. Manuel
NOVEM GROUP
Rochester, NY 14625
Some features on this profile are disabled
CRD#: 5198707
PM
Professional summary
Patrick Daniel Manuel, who also goes by Patrick Daneil Manuel, Patrick Manuel, is a registered financial advisor currently at NOVEM GROUP located in Rochester, New York and OSAIC WEALTH, INC. located in Rochester, New York.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Patrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Daneil Manuel | Patrick Manuel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NOVEM GROUP - RIA, INVESTMENT-RELATED, INVESTMENT ADVISER REPRESENTATIVE, START DATE 1/2014, 85 HRS/MONTH TOTAL, 85 HRS/MONTH DURING MARKET HRS 2) OSAIC WEALTH, INC. - BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE, START DATE 10/2024, 75 HRS/MONTH TOTAL, 75 HRS/MONTH DURING MARKET HRS 3) APFS ROCHESTER, INC. - INDIVIDUAL INSURANCE, NOT INVESTMENT-RELATED, INSURANCE AGENT, 1 HR/MONTH TOTAL, 1 HR/MONTH DURING MARKET HRS 4) CDS MONARCH - CHARITABLE ORGANIZATION, NOT INVESTMENT-RELATED, TREASURER OF THE WOLF FOUNDATION BOARD OF DIRECTORS, START DATE 8/2019, 1 HR/MONTH TOTAL, 1 HR/MONTH DURING MARKET HRS 5) ITALIAN HERITAGE FOUNDATION - CHARITABLE ORGANIZATION, NOT INVESTMENT-RELATED, BOARD MEMBER OF INVESTMENT COMMITTEE, START DATE 3/2019, 1 HR/MONTH TOTAL, 1 HR/MONTH DURING MARKET HRS 6) NOVEM FOUNDATION - CHARITABLE ORGANIZATION, NOT INVESTMENT-RELATED, BOARD MEMBER, START DATE 10/2018, 3 HRS/MONTH TOTAL, 3 HRS/MONTH DURING MARKET HRS 7) ADK GUYS, LLC - NOT INVESTMENT-RELATED, 1000 TURK HILL ROAD, SUITE 190, FURNITURE SALES, MEMBER, START DATE 08/2024, 8 HRS/MONTH, 0 HRS/MONTH DURING MARKET HRS
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Daniel Manuel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2014 - Present
NOVEM GROUP
Office #1: 350 Linden Oaks Suite 140, Rochester, NY 14625RIA
CRD#: 158964
Rochester, NY
Current
October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 350 Linden Oaks Suite 140, Rochester, NY 14625RIA
BD
CRD#: 23131
ROCHESTER, NY
Past
January 1, 2014 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
ROCHESTER, NY
Past
September 17, 2007 - October 30, 2007
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
ROCHESTER, NY
Past
March 6, 2007 - October 30, 2007
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
ROCHESTER, NY
Past
September 20, 2006 - November 22, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NG
NOVEM GROUP
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
CRD#: 158964 / SEC#: 801-72741
RIA
Registered Investment Advisory firm - (9/22/2011 Approved)Georgia
Registered Investment Advisory firm - (10/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(9/14/2023)
IAR
California(8/23/2024)
IAR
Colorado(10/24/2022)
RR
Connecticut(10/11/2024)
IAR
District of Columbia(6/20/2024)
IAR
Florida(9/17/2021)
RR
Florida(10/11/2024)
IAR
Georgia(12/10/2019)
RR
Indiana(10/11/2024)
RR
Kentucky(10/11/2024)
IAR
Maryland(10/26/2020)
IAR
Massachusetts(12/13/2022)
RR
Michigan(10/11/2024)
IAR
New Jersey(6/9/2020)
RR
New Jersey(10/11/2024)
IAR
New York(10/22/2021)
RR
New York(10/11/2024)
IAR
North Carolina(10/24/2022)
RR
North Carolina(10/11/2024)
IAR
Ohio(6/3/2021)
IAR
Pennsylvania(9/7/2023)
RR
Pennsylvania(10/11/2024)
IAR
Rhode Island(10/25/2024)
IAR
South Carolina(10/26/2020)
RR
South Carolina(10/11/2024)
IAR
Texas(9/26/2022)
RR
Texas(10/11/2024)
IAR
Virginia(3/31/2022)
RR
Virginia(10/11/2024)
RR
Washington(10/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NG
NOVEM GROUP
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
CRD#: 158964 / SEC#: 801-72741
RIA
Registered Investment Advisory firm - (9/22/2011 Approved)Georgia
Registered Investment Advisory firm - (10/28/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
350 Linden Oaks Suite 140, Rochester, NY 14625
Mailing Address
Phone number
(585) 348-9525
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (32 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 1,413,641,568 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NOVEM GROUP
CRD#: 158964Rochester, NY 14625TRUST BUT VERIFY
Monitor Patrick Manuel
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
