Patrick Daniel Manuel
Professional Summary
Patrick Daniel Manuel, who also goes by Patrick Daneil Manuel, Patrick Manuel, is a registered financial advisor currently at NOVEM GROUP located in Rochester, New York and OSAIC WEALTH, INC. located in Rochester, New York. Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Patrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Daneil Manuel, Patrick Manuel
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
Contact Information
Main Address
350 Linden Oaks Suite 140, Rochester, NY 14625Phone Number
(585) 348-9525# of Employees
52SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,571AUM (Assets Under Management)
$1,717,643,936Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
State Registrations and Notice Filings
(9/14/2023)
(8/23/2024)
(10/24/2022)
(10/11/2024)
(6/20/2024)
(9/17/2021)
(10/11/2024)
(12/10/2019)
(10/11/2024)
(10/11/2024)
(3/23/2026)
(10/26/2020)
(12/13/2022)
(10/11/2024)
(6/9/2020)
(10/11/2024)
(10/22/2021)
(10/11/2024)
(10/24/2022)
(10/11/2024)
(6/3/2021)
(9/7/2023)
(10/11/2024)
(10/25/2024)
(10/26/2020)
(10/11/2024)
(9/26/2022)
(10/11/2024)
(3/31/2022)
(10/11/2024)
(10/11/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Daniel Manuel's CRS (Customer Relationship Summary).
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