Kathleen A. Redle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen A Redle, who also goes by Kathleen Redle Deane, Katie Redle Deane, Kathleen Anne Redle, Katie Redle, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2007. Kathleen had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2014 - September 23, 2019
VALMARK SECURITIES, INC.
September 16, 2014 - September 16, 2019
PLANTE MORAN INSURANCE AGENCY
August 11, 2011 - September 15, 2014
KEY INVESTMENT SERVICES LLC
December 4, 2007 - August 9, 2011
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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