Adrian E. Dollard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Emmett Dollard was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 2007. Adrian had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2008 - June 13, 2016
QATALYST PARTNERS LP
March 18, 2008 - December 16, 2008
CITIZENS JMP SECURITIES, LLC
January 9, 2007 - June 15, 2007
UNION SQUARE ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QATALYST PARTNERS LP
CRD#: 147251 / SEC#: , 8-67887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QATALYST GROUP LP | LIMITED PARTNER | |
| BOUTROS, GEORGE FOUAD | CHIEF EXECUTIVE OFFICER | 1567861 |
| DILULLO, JASON A | PRESIDENT | 2378805 |
| PALMER, SALLY GRACE | CHIEF COMPLIANCE OFFICER | 1524061 |
| QATALYST MANAGEMENT LLC | GENERAL PARTNER | |
| QUATTRONE, FRANK PETER | EXECUTIVE CHAIRMAN | 1312126 |
| TAN, MICHAEL JEN-KAI | FINOP/CHIEF FINANCIAL OFFICER | 6014199 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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