Michele K. Singh
Professional summary
Michele Katherine Singh, who also goes by Michele Katherine Kohl, Michelle Katherine Kohl, Michele Singh, is a registered financial professional currently at GILMARTIN FINANCIAL located in Larkspur, California.
Michele is registered as a RR (Registered Representative) and started their career in finance in 2006. Michele has worked at 10 firms and has passed the Series 66, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michele Katherine Singh's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
GILMARTIN FINANCIAL
Office #1: 60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939Office #2: 3111 Camino Del Rio North Suite 675, San Diego, CA 92108February 17, 2023 - August 14, 2023
PROMETHEUS FINANCIAL ADVISORS, LLC
December 1, 2021 - July 28, 2023
PROMETHEUS FINANCIAL, LLC
July 22, 2020 - August 30, 2021
CHARLES SCHWAB & CO., INC.
July 22, 2020 - August 30, 2021
CHARLES SCHWAB & CO., INC.
September 27, 2018 - June 19, 2020
ALPACA SECURITIES LLC
August 15, 2014 - September 19, 2018
ASSETMARK BROKERAGE, LLC
December 4, 2013 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
April 9, 2013 - September 19, 2018
ASSETMARK, INC.
April 9, 2013 - November 7, 2013
CAPITAL BROKERAGE CORPORATION
October 19, 2007 - March 5, 2013
KESTRA INVESTMENT SERVICES, LLC
October 18, 2007 - March 5, 2013
KESTRA INVESTMENT SERVICES, LLC
October 12, 2006 - September 24, 2007
WELLS FARGO INVESTMENTS, LLC
September 27, 2006 - September 24, 2007
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2023)
(7/28/2023)
(7/28/2023)
(3/25/2024)
Exams
Series 82TO
Date: 9/28/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GILMARTIN FINANCIAL
CRD#: 312622 / SEC#: , 8-70713
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEWIS, LYNN CHRISTINE | CEO, CCO, EXECUTIVE REPRESENTATIVE | |
| BRANT, DAVID ROBERT | FINOP, POO AND PFO | 2718478 |
Red Flags
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Company Information
GILMARTIN FINANCIAL
CRD#: 312622Larkspur, CA 94939TRUST BUT VERIFY
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