Erica M. Bly

OLD PORT ADVISORS

Portland, ME 04101-7104

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CRD#: 5198589

Professional summary

Erica Morgan Bly, who also goes by Erica M Bly, Erica M Noone, Erica Moran Noone, Erica Morgan Noone, Erica Noone, is a registered financial advisor currently at OLD PORT ADVISORS located in Portland, Maine.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Erica has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erica M Bly | Erica M Noone | Erica Moran Noone | Erica Morgan Noone | Erica Noone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Morgan Bly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2017 - Present

OLD PORT ADVISORS

Office #1: 130 Middle Street 2nd Floor, Portland, ME 04101-7104

RIA

CRD#: 108228

Portland, ME

Past

January 5, 2012 - November 16, 2016

MORGAN STANLEY

RIA

CRD#: 149777

PORTLAND, ME

Past

January 4, 2012 - November 16, 2016

MORGAN STANLEY

CRD#: 149777

PORTLAND, ME

Past

April 27, 2010 - November 16, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTLAND, ME

Past

April 26, 2010 - November 16, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTLAND, ME

Past

June 1, 2009 - April 9, 2010

MORGAN STANLEY

RIA

CRD#: 149777

PORTLAND, ME

Past

June 1, 2009 - April 9, 2010

MORGAN STANLEY

CRD#: 149777

PORTLAND, ME

Past

September 24, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PORTLAND, ME

Past

March 26, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD PORT ADVISORS

INVESTMENT MANAGEMENT & CONSULTING GROUP | OLD PORT ADVISORS, INC | OLD PORT ADVISORS

CRD#: 108228 / SEC#: 801-60130

RIA

Registered Investment Advisory firm - (4/6/2001 Approved)

Maine

Registered Investment Advisory firm - (10/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(11/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/2008

General Securities Representative Examination

Current Firm

OLD PORT ADVISORS

INVESTMENT MANAGEMENT & CONSULTING GROUP | OLD PORT ADVISORS, INC | OLD PORT ADVISORS

CRD#: 108228 / SEC#: 801-60130

RIA

Registered Investment Advisory firm - (4/6/2001 Approved)

Maine

Registered Investment Advisory firm - (10/5/2001 Terminated)

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Contact information

Main Address

130 Middle Street 2nd Floor, Portland, ME 04101-7104

Mailing Address

Phone number

(207) 774-6552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OLD PORT ADVISORS BROCHURE (7/29/2025)

Regulatory assets under management

Total Number of Accounts	2,442
AUM (Assets Under Management)	$ 746,437,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erica M. Bly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Morgan Bly's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

OLD PORT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2008

SIE

Date: 11/16/2016

Series 7

Date: 3/25/2008

Current Firm

OLD PORT ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD PORT ADVISORS

TRUST BUT VERIFY

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