Derik D. Coffey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derik Dwyane Coffey, who also goes by Coffey, was a registered financial professional .
Derik is a previously registered financial professional and started their career in finance in 2009. Derik had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2017 - March 29, 2021
CHANNING CAPITAL MANAGEMENT, LLC
September 5, 2013 - February 2, 2017
HERNDON CAPITAL MANAGEMENT, LLC
January 5, 2010 - August 19, 2013
UBS FINANCIAL SERVICES INC.
November 24, 2009 - August 19, 2013
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CHANNING CAPITAL MANAGEMENT, LLC
CRD#: 128450 / SEC#: 801-62371
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHANNING CAPITAL MANAGEMENT, LLC
CRD#: 128450 / SEC#: 801-62371
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 3,903,699,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
