Elizabeth N. Luna

ARIA WEALTH MANAGEMENT

Saratoga, CA 95070

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CRD#: 5198499

Professional summary

Elizabeth Nmn Luna, AIF®, who also goes by Elizabeth Luna, Elizabeth Martinez, is a registered financial advisor currently at ARIA WEALTH MANAGEMENT located in Saratoga, California.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Elizabeth has worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Luna | Elizabeth Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONCERT Wealth Management, Investment Advisor Representative, since 2007 Omni Global Group, CFO, shareholder Myriad Financial, Inc., equipment financing, part owner. Does business as Aria Wealth to market the services she offers. Board member of Grail Family Services, a non profit organization that oversees services for children. Mrs. Luna spends approximately 16 hours a month during non business hours to this endeavor California licensed notary public officer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Nmn Luna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 1, 2017 - Present

ARIA WEALTH MANAGEMENT

Office #1: 20640 3rd Steet Suite 300, Saratoga, CA 95070

RIA

CRD#: 288450

Saratoga, CA

Past

March 2, 2017 - March 8, 2018

INSTITUTE FOR WEALTH ADVISORS, INC.

RIA

CRD#: 149347

San Jose, CA

Past

September 26, 2016 - January 25, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

San Jose, CA

Past

October 10, 2011 - June 16, 2014

PRIVATE CLIENT ADVISORS

RIA

CRD#: 158777

SAN JOSE, CA

Past

October 10, 2011 - June 16, 2014

CONCERT CAPITAL MANAGEMENT

RIA

CRD#: 158763

SAN JOSE, CA

Past

November 30, 2006 - March 29, 2018

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIA WEALTH MANAGEMENT

ARIA WEALTH MANAGEMENT | SAGE WEALTH MANAGEMENT | FORTRESS RETIREMENT GROUP | ARIA WEALTH MANAGEMENT, INC.

CRD#: 288450 / SEC#: 801-110703

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2006

Uniform Investment Adviser Law Examination

Current Firm

ARIA WEALTH MANAGEMENT

ARIA WEALTH MANAGEMENT | SAGE WEALTH MANAGEMENT | FORTRESS RETIREMENT GROUP | ARIA WEALTH MANAGEMENT, INC.

CRD#: 288450 / SEC#: 801-110703

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

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Contact information

Main Address

20640 3rd Steet Suite 300, Saratoga, CA 95070

Mailing Address

Phone number

(669) 222-1155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARIA WEALTH PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 122,757,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth N. Luna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Nmn Luna's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIA WEALTH MANAGEMENT

INSTITUTE FOR WEALTH ADVISORS, INC.

SOWELL MANAGEMENT

PRIVATE CLIENT ADVISORS

CONCERT CAPITAL MANAGEMENT

CONCERT WEALTH MANAGEMENT

Primary Firm SEC Registration

ARIA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2006

Current Firm

ARIA WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARIA WEALTH MANAGEMENT

TRUST BUT VERIFY

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