Demark B. Liggins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Demark Benton Liggins, who also goes by Denmark Liggins, was a registered financial professional .
Demark is a previously registered financial professional and started their career in finance in 2007. Demark had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2013 - February 5, 2015
SECURITY CAPITAL BROKERAGE, INC.
May 20, 2009 - July 18, 2011
EQUITY SERVICES, INC.
May 18, 2009 - July 18, 2011
EQUITY SERVICES, INC.
September 5, 2008 - January 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 27, 2007 - January 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITY CAPITAL BROKERAGE, INC.
CRD#: 35405 / SEC#: , 8-46669
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
