David F. Boak

WISS PRIVATE CLIENT ADVISORS

Florham Park, NJ 07932

Some features on this profile are disabled

CRD#: 5198227

Professional summary

David F Boak, CFP®, who also goes by David F Boak Mr., is a registered financial advisor currently at WISS PRIVATE CLIENT ADVISORS, LLC located in Florham Park, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David F Boak Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David F Boak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 31, 2022 - Present

WISS PRIVATE CLIENT ADVISORS, LLC

Office #1: 100 Campus Drive W Suite 400, Florham Park, NJ 07932

RIA

CRD#: 286319

Florham Park, NJ

Past

July 13, 2018 - February 27, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

June 9, 2008 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PARAMUS, NJ

Past

September 25, 2006 - February 22, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISS PRIVATE CLIENT ADVISORS, LLC

WISS FAMILY OFFICE | WISS WEALTH MANAGEMENT LLC | WISS WEALTH ADVISORS, LLC | WISS PRIVATE CLIENT ADVISORS, LLC

CRD#: 286319 / SEC#: 801-117284

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

New Jersey

Registered Investment Advisory firm - (10/31/2019 Terminated)

New York

Registered Investment Advisory firm - (10/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2006

General Securities Representative Examination

Current Firm

WISS PRIVATE CLIENT ADVISORS, LLC

WISS FAMILY OFFICE | WISS WEALTH MANAGEMENT LLC | WISS WEALTH ADVISORS, LLC | WISS PRIVATE CLIENT ADVISORS, LLC

CRD#: 286319 / SEC#: 801-117284

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

New Jersey

Registered Investment Advisory firm - (10/31/2019 Terminated)

New York

Registered Investment Advisory firm - (10/28/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Campus Drive W Suite 400, Florham Park, NJ 07932

Mailing Address

Phone number

(973) 577-2872

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WISS PRIVATE CLIENT ADVISORS DISCLOSURE BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 809,666,561

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
01/27/2024	Cover Page	Report
12/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Theresa Henry

PFS INVESTMENTS INC.

East Rutherford, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David F. Boak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David F Boak's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WISS PRIVATE CLIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2006

Current Firm

WISS PRIVATE CLIENT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WISS PRIVATE CLIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors