SD
Salvador Diaz
WELLTH ADVISORY SERVICES
Las Vegas, NV 89113
Some features on this profile are disabled
CRD#: 5198193
SD
Professional summary
Salvador Diaz III, who also goes by Salvador Diaz, Salvador Diaz III, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Las Vegas, Nevada and LPL FINANCIAL LLC located in Las Vegas, Nevada.
Salvador is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Salvador has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Salvador Diaz | Salvador Diaz Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - Letip of Las Vegas Desert Springs - Not Investment Related - 2001 Canyon Gate Dr, Las Vegas NV 89117 - Other - Member - Start Date 9/11/2013 - 6 Hours Per Month/6 During Securities Trading. 2. 3/13/2019 - Salvador Diaz III, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/26/2019 - 5 Hours Per Month During Securities Trading. 3. 04/21/2022 - Global Retirement Partners LLC - DBA: (Hybrid) SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. Termed 6/2024 4. 04/21/2022 - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 04/21/2022 - Global Retirement Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Termed 6/2024 6. 04/27/2022 - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 04/27/2022 - Strategic Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 3/24/2023 - SRP Holdings Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/15/2023 - 0 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Salvador Diaz III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 8180 Rafael Riveria Way, Suite 305, Las Vegas, NV 89113RIA
CRD#: 330537
Las Vegas, NV
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 8180 Rafael Riveria Way, Las Vegas, NV 89113RIA
BD
CRD#: 6413
Las Vegas, NV
Past
April 4, 2022 - July 10, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Las Vegas, NV
Past
February 14, 2018 - December 31, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAS VEGAS, NV
Past
August 27, 2013 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
LAS VEGAS, NV
Past
August 27, 2013 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
LAS VEGAS, NV
Past
June 14, 2011 - August 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAS VEGAS, NV
Past
June 9, 2010 - August 27, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LAS VEGAS, NV
Past
July 15, 2009 - May 17, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LAS VEGAS, NV
Past
June 2, 2009 - July 17, 2009
WADDELL & REED
BD
CRD#: 866
LAS VEGAS, NV
Past
September 26, 2006 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/14/2018)
RR
California(2/14/2018)
IAR
California(6/28/2024)
IAR
Colorado(7/17/2024)
RR
Florida(10/14/2024)
RR
Hawaii(2/14/2018)
RR
Iowa(10/11/2024)
RR
Massachusetts(2/14/2018)
RR
Nevada(2/14/2018)
IAR
Nevada(7/1/2024)
RR
North Carolina(1/21/2025)
RR
Oregon(2/14/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
