Bridgett L. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bridgett Lashawn Perry, who also goes by Bridgett Lashaun Perry, Bridgette Lashawn Perry, Bridgett Lashawn Reece, was a registered financial professional .
Bridgett is a previously registered financial professional and started their career in finance in 2008. Bridgett had worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - August 25, 2021
SMITH GROUP ASSET MANAGEMENT
February 12, 2010 - August 11, 2016
MORGAN STANLEY
June 1, 2009 - August 11, 2016
MORGAN STANLEY
April 15, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
SMITH GROUP ASSET MANAGEMENT
CRD#: 106301 / SEC#: 801-50835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH GROUP ASSET MANAGEMENT
CRD#: 106301 / SEC#: 801-50835
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 133,705,130 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
