AM
Anna M. Meurer
UNIVERSAL FINANCIAL ADVISORS
St. Peters, MO 63376
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CRD#: 5197293
AM
Professional summary
Anna Marie Meurer, who also goes by Anna Marie Sommer, is a registered financial advisor currently at UNIVERSAL FINANCIAL ADVISORS, LLC located in St. Peters, Missouri and OSAIC WEALTH, INC. located in Saint Peters, Missouri.
Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Anna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anna Marie Sommer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sommer Investments, LLC Inv.-Related; St. Peters, MO; Ins.; Agent; 120 hrs/mo; 120 hrs/mo during sec. trad. hrs..; Duties are ins. activities. 2. YELLOW SHED CREATIONS INV. RELATED: No; ADDR.: Wentzville, MO; NATURE: T-shirt design and creations - i.e. wine glasses; POS.: Owner; START: 06/2016; #/HRS: 1; SEC. TRAD. HRS. : 0; DESC. : Create/design t-shirts, Create/design wine glasses, Accounting/billing, Shipping. 3. HOBBY INV. RELATED: No; ADDR.: Wentzville, MO; NATURE: Hobby - Refurbishing and selling used electronics with husband; POS.: Owner; START: 10/2020; #/HRS: 1; SEC. TRAD. HRS. : 0; DESC. Cleaning up and ensuring equipment works properly before reselling. 4. SOMMER ENTERPRISES, LLC INV. RELATED: No; ADDR.: St. Peters, MO; NATURE: Landlord; POS.: Volunteer; START: 05/2015; #/HRS: 2; SEC. TRAD. HRS. : 0; DESC. : helps with books and building maintenance. 5. ST CHARLES REGIONAL CHAMBER POS.: Volunteer NATURE: Volunteer for the Greater Saint Charles County Chamber of Commerce INV. RELATED: No #/HRS: 2 SEC. TRAD. HRS. : 1 START: 08/01/2005 ADDR.: 5988 Mid Rivers Mall Drive, Saint Charles MO 63304 DESC. Volunteer to help with event setting up decorations 6. Universal Financial Advisors, LLC Inv.-Related; St. Peters, MO; Inv. Advisor; Inv. Adviser Rep.; 6/23/2023; 40 hrs/mo; 40 hrs/mo during sec. trad. hrs. Duties are to provide advisory services. 7. AGEWISE RESOURCE GROUP POS.: Partner NATURE: Senior Group -- a group of individuals dedicated to serving those who are vulnerable and educating them and their families. Providing resources to help them. INV. RELATED: No #/HRS: 5 SEC. TRAD. HRS. : 2 START: 05/17/2024 ADDR.: N/A, St Louis/St Charles MO 63376 DESC. : Helping plan events. Possibly presenting. Helping maintain any future websites and social media. 8. WESTERN ST. CHARLES COUNTY CHAMBER OF COMMERCE POS.: Attendee/Volunteer NATURE: Chamber of Commerce INV. RELATED: No #/HRS: 4 SEC. TRAD. HRS. : 2 START: 05/17/2024 ADDR.: 207 S Linn Ave,, Wentzville MO 63385 DESC. : Networking and volunteering at events. 9. WENTZVILLE SCHOOL DISTRICT - LAKEVIEW ELEMENTARY POS.: Volunteer NATURE: Public School District INV. RELATED: No #/HRS: 1 SEC. TRAD. HRS. : 0 START: 09/04/2024 ADDR.: 2501 Mexico Road, Wentzville MO 63385 DESC. Volunteer for kids' school events, such as parties and field trips. 10. GIRL SCOUTS OF EASTERN MISSOURI POS.: Volunteer NATURE: Not for Profit INV. RELATED: No #/HRS: 2 SEC. TRAD. HRS. : 0 START: 09/04/2024 ADDR.: 2300 Ball Drive, St Louis MO 63146 DESC. : Volunteer for the troop, attend meetings and activities 11. LITTLE BLACK BOOK: WOMEN IN BUSINESS POS.: Marketing, Events, Community Liaison NATURE: Women's Networking Group INV. RELATED: No #/HRS: 3 SEC. TRAD. HRS. : 3 START: 08/23/2024 ADDR.: 1600 Mid Rivers Mall Drive, St Peters MO 63376 DESC. : To update members about events going on within the organization and member engagement. Also, helping to reach out to the community and help local organizations through drives. 12. SALVATION ARMY - ST CHARLES POS.: Board Member NATURE: The Salvation Army is a charitable organization that aims to help people in need by addressing their physical, emotional, and spiritual needs. INV. RELATED: No #/HRS: 3 SEC. TRAD. HRS. : 1 START: 01/01/2025 ADDR.: 2140N 4th Street, St Charles MO 63301 DESC. : Meet with staff and other board members to review what is being done in the community and provide a discussion of how community efforts can be expanded. 13. COMPASS PLUS POS.: Partner NATURE: Senior Group -- a group of individuals dedicated to serving those who are vulnerable and educating them and their families. Providing resources to help them. INV. RELATED: No #/HRS: 5 SEC. TRAD. HRS. : 2 START: 05/17/2024 ADDR.: N/A, St Louis/St Charles MO 63376 DESC. : Helping plan events. Possibly presenting. Helping maintain any future websites and social media.
CRS (Client Relationship Summary) - RIA
Click below to view Anna Marie Meurer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2023 - Present
UNIVERSAL FINANCIAL ADVISORS, LLC
Office #1: 1395 Triad Center Drive, Suite 4, St. Peters, MO 63376RIA
CRD#: 318392
St. Peters, MO
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1395 Triad Center Dr Ste 4, Saint Peters, MO 63376RIA
BD
CRD#: 23131
SAINT PETERS, MO
Past
July 9, 2015 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAINT PETERS, MO
Past
December 19, 2011 - July 21, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST. PETERS, MO
Past
October 25, 2011 - July 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
ST. PETERS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UNIVERSAL FINANCIAL ADVISORS, LLC
UNIVERSAL FINANCIAL ADVISORS, LLC | UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC.
CRD#: 318392 / SEC#: 801-124991
RIA
Registered Investment Advisory firm - (5/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/14/2024)
IAR
Missouri(8/8/2023)
RR
Missouri(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UF
UNIVERSAL FINANCIAL ADVISORS, LLC
UNIVERSAL FINANCIAL ADVISORS, LLC | UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC.
CRD#: 318392 / SEC#: 801-124991
RIA
Registered Investment Advisory firm - (5/11/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 S. Kirkwood Road Suite 301, St. Louis, MO 63122
Mailing Address
Phone number
(314) 721-5522
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 647 |
| AUM (Assets Under Management) | $ 251,062,299 |
Red Flags
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Company Information
UNIVERSAL FINANCIAL ADVISORS, LLC
CRD#: 318392St. Peters, MO 63376TRUST BUT VERIFY
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