Whitney A. Pappas

CORNERSTONE WEALTH

Denver, CO

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CRD#: 5197056

Professional summary

Whitney Anne Pappas is a registered financial advisor currently at CORNERSTONE WEALTH located in Denver, Colorado.

Whitney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Whitney has worked at 8 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Whitney Anne Pappas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2025 - Present

CORNERSTONE WEALTH

RIA

CRD#: 289971

Denver, CO

Past

September 9, 2025 - February 5, 2026

DOMAIN MONEY ADVISORS, LLC

RIA

CRD#: 316434

Highlands Ranch, CO

Past

January 26, 2024 - January 8, 2025

COMPOUND PLANNING, INC.

RIA

CRD#: 171787

Highlands Ranch, CO

Past

April 3, 2023 - January 30, 2024

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

GREENWOOD VILLAGE, CO

Past

September 6, 2013 - April 3, 2023

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Denver, CO

Past

May 11, 2010 - March 1, 2012

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

May 8, 2008 - February 2, 2010

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LARKSPUR, CA

Past

February 28, 2007 - January 29, 2010

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LARKSPUR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/16/2025)

IAR

North Carolina
(11/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/26/2007

General Securities Representative Examination

Current Firm

CORNERSTONE WEALTH

CRD#: 289971 / SEC#: 801-112164

RIA

Registered Investment Advisory firm - (12/22/2017 Approved)

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Contact information

Main Address

16810 Kenton Drive Suite 200, Huntersville, NC 28078

Mailing Address

Phone number

(704) 987-3410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6,834
AUM (Assets Under Management)	$ 2,108,342,140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Whitney A. Pappas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Whitney Anne Pappas's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMAIN MONEY ADVISORS, LLC

COMPOUND PLANNING, INC.

EMPOWER ADVISORY GROUP, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

JANUS HENDERSON DISTRIBUTORS US LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CORNERSTONE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2013

Series 66

Date: 7/13/2007

Series 7

Date: 2/26/2007

Current Firm

CORNERSTONE WEALTH

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH

TRUST BUT VERIFY

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