Allison D. Brown
Professional summary
Allison Dawn Brown, who also goes by Allison D Brown, Allison Dawn Pottinger, is a registered financial professional currently at AVONDALE PARTNERS, LLC located in Nashville, Tennessee.
Allison is registered as a RR (Registered Representative) and started their career in finance in 2006. Allison has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allison Dawn Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2019 - Present
AVONDALE PARTNERS, LLC
Office #1: 4322 Harding Pike Suite 414, Nashville, TN 37205April 23, 2018 - April 3, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
July 11, 2013 - August 1, 2017
HOULIHAN LOKEY CAPITAL, INC.
September 6, 2006 - June 18, 2013
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
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