Roberto Alvarez

FINACCESS ADVISORS

Miami, FL 33131

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CRD#: 5196625

Professional summary

Roberto Alvarez is a registered financial advisor currently at FINACCESS ADVISORS, LLC located in Miami, Florida.

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Roberto has worked at 6 firms and has passed the Series 66, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Alvarez is involved with Cypres Partners LLC; investment-related activity; Address: 3001 SW 27th Avenue. Apt 306. Miami, FL 33133; Nature of Business: to manage personal assets; Position/Title: 50% Partner and Portfolio Manager; Start Date: LLC approved on 12/2020; Hours/Month devoted to OBA: 6-8 hours (after business hours); Hours devoted to OBA during securities trading hours: 1-2/month; Duties: serve as portfolio manager (particularly trade executions)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Alvarez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2013 - Present

FINACCESS ADVISORS, LLC

Office #1: 1111 Brickell Avenue Suite 2600, Miami, FL 33131

RIA

CRD#: 150697

Miami, FL

Past

September 18, 2012 - June 3, 2013

BRICKELL GLOBAL ADVISORY, INC.

RIA

CRD#: 156643

MIAMI, FL

Past

February 1, 2010 - June 3, 2013

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

Past

October 30, 2008 - January 22, 2010

SANTANDER SECURITIES LLC

CRD#: 41791

MIAMI, FL

Past

February 12, 2008 - August 28, 2008

AZIMUT GENESIS ADVISORS

RIA

CRD#: 134626

MIAMI, FL

Past

September 4, 2006 - November 30, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINACCESS ADVISORS, LLC

CRD#: 150697 / SEC#: 801-71013

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/10/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/29/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINACCESS ADVISORS, LLC

CRD#: 150697 / SEC#: 801-71013

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

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Contact information

Main Address

1111 Brickell Avenue Suite 2600, Miami, FL 33131

Mailing Address

Phone number

(305) 377-1112

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINACCESS ADVISORS FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 4,021,350,321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roberto Alvarez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRICKELL GLOBAL ADVISORY, INC.

BRICKELL GLOBAL MARKETS, INC.

SANTANDER SECURITIES LLC

AZIMUT GENESIS ADVISORS

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

FINACCESS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2012

Series 65

Date: 12/10/2007

Series 7

Date: 10/29/2008

Series 6

Date: 9/1/2006

Current Firm

FINACCESS ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINACCESS ADVISORS, LLC

TRUST BUT VERIFY

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