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Eric D. Tollefson

SEI INVESTMENTS MANAGEMENT
Post Falls, ID
Some features on this profile are disabled
CRD#: 5196607
ET

Professional summary

Eric D Tollefson, who also goes by Eric D Tollefson, Eric Dale Tollefson, is a registered financial advisor currently at SEI INVESTMENTS MANAGEMENT CORP located in Post Falls, Idaho and SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 11 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Eric D Tollefson | Eric Dale Tollefson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric D Tollefson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2026 - Present

SEI INVESTMENTS MANAGEMENT CORP

RIA
CRD#: 105146
Post Falls, ID
Current

March 13, 2026 - Present

SEI INVESTMENTS DISTRIBUTION CO.

Office #1: One Freedom Valley Drive, Oaks, PA 19456
BD
CRD#: 10690
Oaks, PA
Past

August 5, 2025 - December 10, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
COEUR D ALENE, ID
Past

May 22, 2025 - December 10, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
COEUR D ALENE, ID
Past

May 16, 2014 - May 21, 2020

RUSSELL INVESTMENTS

RIA
CRD#: 105734
SEATTLE, WA
Past

May 16, 2014 - May 21, 2020

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SEATTLE, WA
Past

April 15, 2014 - May 9, 2014

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
BOTHELL, WA
Past

July 24, 2012 - December 16, 2013

TD AMERITRADE, INC.

RIA
CRD#: 7870
BELLEVUE, WA
Past

July 24, 2012 - December 16, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
BELLEVUE, WA
Past

July 24, 2012 - December 16, 2013

TD AMERITRADE, INC.

BD
CRD#: 7870
BELLEVUE, WA
Past

January 3, 2011 - November 15, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BEND, OR
Past

January 3, 2011 - November 15, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BEND, OR
Past

October 15, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
BEND, OR
Past

October 15, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
BEND, OR
Past

October 20, 2006 - January 21, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BEND, OR
Past

September 6, 2006 - January 21, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BEND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEI INVESTMENTS MANAGEMENT CORP
GOAL INVESTOR | SEI PRIVATE WEALTH MANAGEMENT | SEI INVESTMENTS MANAGEMENT CORP | SEI HUNTINGTON STEELE | SEI FIXED INCOME PORTFOLIO MANAGEMENT | SEI ADVISOR NETWORK | GOALINVESTOR

CRD#: 105146 / SEC#: 801-24593

RIA
Registered Investment Advisory firm - (6/27/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Idaho
(3/13/2026)
IAR
Idaho
(3/13/2026)
RR
Pennsylvania
(3/13/2026)
IAR
Pennsylvania
(3/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/4/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/21/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/26/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SI
SEI INVESTMENTS MANAGEMENT CORP
GOAL INVESTOR | SEI PRIVATE WEALTH MANAGEMENT | SEI INVESTMENTS MANAGEMENT CORP | SEI HUNTINGTON STEELE | SEI FIXED INCOME PORTFOLIO MANAGEMENT | SEI ADVISOR NETWORK | GOALINVESTOR

CRD#: 105146 / SEC#: 801-24593

RIA
Registered Investment Advisory firm - (6/27/1985 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Freedom Valley Drive, Oaks, PA 19456
Mailing Address
Phone number
(610) 676-1000
Established
Firm type
Fiscal year end
# of Employees
447

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIMC FORM ADV PART 2A - INDEPENDENT ADVISOR SOLUTIONS BY SEI (2/2/2026)
SIMC WRAP FEE BROCHURE - MANAGED ACCOUNT SOLUTIONS (INDEPENDENT ADVISOR SOLUTIONS BY SEI) (12/22/2025)
SIMC FORM ADV PART 2A - SEI PRIVATE WEALTH MANAGEMENT (10/31/2025)
SIMC FORM ADV PART 2A - SEI INSTITUTIONAL GROUP (10/31/2025)
SIMC FORM ADV PART 2A - SEI PRIVATE BANKING (10/31/2025)
SIMC WRAP FEE BROCHURE - MANAGED ACCOUNT SOLUTIONS (PRIVATE WEALTH MANAGEMENT) (3/31/2025)

Regulatory assets under management

Total Number of Accounts99,603
AUM (Assets Under Management)$ 198,143,431,156

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
01/27/2025
Cover Page
Report
10/25/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEI INVESTMENTS MANAGEMENT CORP

CRD#: 105146Post Falls, ID

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