Deborah L. Wexler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lee Wexler, who also goes by Deborah Lee Katell, Deborah Wexler Katell, Deborah Wexler, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2006. Deborah had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2018 - January 26, 2021
GOLDBLOOM WEALTH MANAGEMENT LLC
November 4, 2009 - June 2, 2016
WOODBURY FINANCIAL SERVICES, INC.
November 4, 2009 - June 2, 2016
WOODBURY FINANCIAL SERVICES, INC.
October 3, 2007 - November 6, 2009
WADDELL & REED
September 20, 2007 - November 6, 2009
WADDELL & REED
October 23, 2006 - August 16, 2007
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GOLDBLOOM WEALTH MANAGEMENT LLC
CRD#: 153678 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,080 |
| AUM (Assets Under Management) | $ 96,881,581 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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