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DH

David C Hackler

CRD# 5196299·Registered 2006 - 2017
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David C Hackler, who also goes by David Christian Hackler, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2006 - 2017. David had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Christian Hackler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

SIGNAL RESEARCH GROUP LLC·CRD# 166392
RIA
Edmond, OK
December 17, 2013 - December 1, 2017
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Oklahoma City, OK
September 25, 2006 - March 13, 2009

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Current Firm

SR
SIGNAL RESEARCH GROUP LLC

SIGNAL RESEARCH GROUP LLC

CRD#: 166392
California
Registered Investment Advisory firm - California (10/20/2024 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/20/2018 Approved)
Florida
Registered Investment Advisory firm - Florida (11/14/2013 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (2/14/2013 Approved)
Ohio
Registered Investment Advisory firm - Ohio (11/1/2021 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (2/14/2013 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (11/2/2021 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (10/5/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/23/2014 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2401 S Bryant Ave Suite 100, Edmond, OK 73013

Phone Number

(405) 509-2553

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

150

AUM (Assets Under Management)

$18,338,002

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2006About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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