Chad J. Callender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Jason Callender was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2006. Chad had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2007 - January 4, 2011
USAA FINANCIAL ADVISORS, INC.
February 13, 2007 - December 21, 2018
USAA INVESTMENT SERVICES COMPANY
February 13, 2007 - December 21, 2018
USAA INVESTMENT SERVICES COMPANY
October 6, 2006 - February 2, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 2006 - February 2, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
