Peter C. Orth

CORESTONE WEALTH MANAGEMENT LLC

Maple Grove, MN 55311

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CRD#: 5195633

Professional summary

Peter Celestine Orth MR., CFP®, who also goes by Peter Orth, is a registered financial advisor currently at CORESTONE WEALTH MANAGEMENT LLC located in Maple Grove, Minnesota.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Peter has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Orth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.AMERICAN SENIOR BENEFITS: INSURANCE PLANNING, INVESTMENT RELATED, REGIONAL SALES MANAGER: COMMISSION, 40 HOURS PER MONTH - 30 HOURS PER MONTH DURING TRADING HOURS. CURRENTLY PARTICIPATE IN INDEXED ANNUITIES. ALSO TRAIN AND MANAGE AGENTS. START DATE 10/2006. 2. LAKEWAY OFFICE PLAZA ASSOCIATION: TREASURER/VICE PRESIDENT. VOLUNTEER POSITION, 10-15 HOURS PER YEAR. DUTIES INCLUDE MAKING RECOMMENDATIONS TO THE BOARD ON INVESTING RESERVES, AUDITING FINANCIAL REPORTS, AND ASSISTING IN RUNNING THE MEETINGS. 3. Easystreet Financial Group, LLC, Maple Grove, MN. Partner since 10/2006. currently retain 100% ownership in the holding company, which holds real estate, lease agreements, and business contracts. Approximately 10 hours a month are devoted to this activity of which 5 hours are during trading hours.. This business holds real estate, has a lease agreement with an attorney and a loan officer, has a compensation agreement for P&C business. This is not an investment related activity. Income is salary and profit sharing. 4. PDGND HOLDINGS, LLC; NON-INVESTMENT RELATED; MAPLE GROVE, MN; OWNER; ACTIVITY BEGAN 03/2018; I DEVOTE APPX 2 HOURS PER MONTH NONE DURING TRADING HOURS TO THIS ACTIVITY; REAL ESTATE DEVELOPMENT LOAN; COMPENSATION IS INTEREST FROM LOAN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Celestine Orth MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 3, 2021 - Present

CORESTONE WEALTH MANAGEMENT LLC

Office #1: 7094 E. Fish Lake Rd., Maple Grove, MN 55311

RIA

CRD#: 315945

Maple Grove, MN

Past

April 4, 2017 - December 1, 2021

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

MAPLE GROVE, MN

Past

December 20, 2010 - December 1, 2021

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

MAPLE GROVE, MN

Past

April 30, 2008 - December 31, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

PLYMOUTH, MN

Past

November 29, 2006 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

PLYMOUTH, MN

Past

September 6, 2006 - November 8, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

August 15, 2006 - November 8, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

EDINA, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/3/2021)

IAR

Texas
(3/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORESTONE WEALTH MANAGEMENT LLC

CRD#: 315945 / SEC#:

Minnesota

Registered Investment Advisory firm - (12/3/2021 Approved)

Texas

Registered Investment Advisory firm - (3/21/2023 Conditional Restricted)

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Contact information

Main Address

7094 E. Fish Lake Rd., Maple Grove, MN 55311

Mailing Address

Phone number

(763) 559-8200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 69,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter C. Orth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Celestine Orth MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

EVOLVE SECURITIES, INC.

AFS BROKERAGE, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/16/2012

Series 6

Date: 9/5/2006

Current Firm

CORESTONE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORESTONE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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