Justin J. Hopkins

FROST INVESTMENT ADVISORS

San Antonio, TX 78205

Some features on this profile are disabled

CRD#: 5195471

Professional summary

Justin J Hopkins, CIMA® is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Justin has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN EQUAL PARTNER IN A WEBSITE DEDICATED TO COVERAGE OF TEXAS STATE UNIVERSITY ATHLETICS, BOBCATREPORT.COM. BOBCATREPORT.COM IS PART OF THE YAHOO SPORTS, RIVALS.COM NETWORK OF COLLEGE ATHLETIC WEBSITES: - THE BUSINESS IS NOT INVESTMENT RELATED. - IT IS A LIMITED LIABILITY COMPANY. - I AM CONSIDERED A MANAGER. - BUSINESS ADDRESS: 26222 PRESIDIO CLIFF, BOERNE, TX - START DATE: DECEMBER 2010 - 20 HOURS PER MONTH. - ZERO HOURS DEVOTED DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin J Hopkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 13, 2009 - Present

FROST INVESTMENT ADVISORS, LLC

Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205

RIA

CRD#: 146148

San Antonio, TX

Past

July 3, 2008 - June 17, 2009

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

SAN ANTONIO, TX

Past

March 30, 2007 - May 2, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/13/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/2006

General Securities Representative Examination

Current Firm

FROST INVESTMENT ADVISORS, LLC

FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 West Houston Street 10th Floor, San Antonio, TX 78205

Mailing Address

Post Office Box 2509, San Antonio, TX 78299-2509

Phone number

(210) 220-5070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 5,435,683,122

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/09/2023	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Christopher Hall

LPL FINANCIAL LLC

IAR

San Antonio, TX

Robert Armendariz

EAGLE STRATEGIES LLC

IAR

SAN ANTONIO, TX

Joe-ben O'banion

TITLEIST ASSET MANAGEMENT, LLC

IAR

SAN ANTONIO, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin J. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin J Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

FROST INVESTMENT ADVISORS, LLC

FROST BROKERAGE SERVICES, INC.

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FROST INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2009

Series 7

Date: 12/11/2006

Current Firm

FROST INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors