Jeffrey L. Golz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lon Golz was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2006. Jeffrey had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2010 - April 11, 2016
TOWER WEALTH ADVISORS, INC.
November 6, 2007 - September 3, 2010
AUSDAL FINANCIAL PARTNERS, INC.
November 6, 2007 - September 3, 2010
AUSDAL FINANCIAL PARTNERS, INC.
February 5, 2007 - October 17, 2007
SECURITIES AMERICA ADVISORS, INC.
August 14, 2006 - October 17, 2007
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOWER WEALTH ADVISORS, INC.
CRD#: 154053 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 49,211,823 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
