Jeffrey A. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Gordon was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2006. Jeffrey had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2018 - November 13, 2024
SHORE MORGAN YOUNG WEALTH STRATEGIES
June 4, 2012 - August 2, 2024
CAPITAL ANALYSTS
June 1, 2012 - December 31, 2015
LINCOLN INVESTMENT
June 1, 2012 - August 2, 2024
LINCOLN INVESTMENT
May 16, 2011 - June 1, 2012
CINCINNATI ANALYSTS, INC.
May 16, 2011 - June 1, 2012
CINCINNATI ANALYSTS, INC.
February 8, 2008 - May 2, 2011
FSC SECURITIES CORPORATION
August 17, 2006 - May 2, 2011
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SHORE MORGAN YOUNG WEALTH STRATEGIES
CRD#: 298682 / SEC#: 801-114104
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,251 |
| AUM (Assets Under Management) | $ 615,049,880 |
Red Flags
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