David K. Bergman

CAPITAL PORTFOLIO MANAGEMENT

Timonium, MD 21093

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CRD#: 5195138

Professional summary

David Kevin Bergman is a registered financial professional currently at CAPITAL PORTFOLIO MANAGEMENT, INC. located in Timonium, Maryland.

David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Kevin Bergman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2025 - Present

CAPITAL PORTFOLIO MANAGEMENT, INC.

Office #1: 9515 Deereco Road Suite 1010, Timonium, MD 21093

RIA

CRD#: 29302

Timonium, MD

Past

March 10, 2014 - May 1, 2025

PERCIVAL FINANCIAL PARTNERS, LTD.

CRD#: 41813

COLUMBIA, MD

Past

August 23, 2006 - February 14, 2014

GLOBAL TRANSITION SOLUTIONS, INC.

CRD#: 21622

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/22/2025)

Maryland
(4/22/2025)

Pennsylvania
(4/22/2025)

Exams

State Security Law Exam

Series 63

Date: 8/18/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL PORTFOLIO MANAGEMENT, INC.

CAPITAL PORTFOLIO MANAGEMENT, INC. | WALSH & COMPANY

CRD#: 29302 / SEC#: , 8-44225

Maryland

Registered Investment Advisory firm - SEC (8/21/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

9515 Deereco Road Suite 1010, Timonium, MD 21093

Mailing Address

9515 Deereco Road Suite 1010, Timonium, MD 21093

Phone number

(410) 667-4575

Established

Maryland since 08/14/1991

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
DYER, PATRICK VINCENT	PRESIDENT/COMMON STOCK SHAREHOLDER/CONTROL PERSON/CHIEF COMPLIANCE OFFICER	1668143
BATHURST, GERALD LEE	PREFERRED SHAREHOLDER - NON-VOTING	4765994
BURGSTINER, VIRGINIA L	PREFERRED SHAREHOLDER
FRIES, LOUIS F.	PREFERRED SHAREHOLDER	5688603
MIDDLETON, STEVEN WEIHE	PREFERRED SHAREHOLDER	4367629
TAYLOR, LAVENA RUTH	PREFERRED SHAREHOLDER/NON-VOTING	2579245
BATHURST, ROSEMARY ANNE	PREFERRED SHAREHOLDER - NON-VOTING	4765983
EISWERT, MARY K	PREFERRED SHAREHOLDER
MIDDLETON, KRISTIN W	PREFERRED SHAREHOLDER - NON VOTING	4664838

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 15,800,000

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David K. Bergman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Kevin Bergman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL PORTFOLIO MANAGEMENT, INC.

PERCIVAL FINANCIAL PARTNERS, LTD.

GLOBAL TRANSITION SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2006

FINRA

Current Firm

CAPITAL PORTFOLIO MANAGEMENT, INC.

Contact information

FINRA licenses (16 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CAPITAL PORTFOLIO MANAGEMENT, INC.

TRUST BUT VERIFY

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