Austin M. Graff

OPAL CAPITAL LLC

BOCA RATON, FL 33486

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CRD#: 5194678

Professional summary

Austin Merle Graff, who also goes by Austin Graff, is a registered financial advisor currently at OPAL CAPITAL LLC located in Boca Raton, Florida.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Austin has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Graff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shorebird Capital Portfolio Manager/Co-CIO Since 02/2018 Investment Related Opal Capital Palm Beach Gardens FL Investment Adviser Founder/CIO Since 07/2022 investment related Titleist Asset Management, LLC San Antonio TX Investment Adviser Representative Since 03/2023 Investment related OCIO Services Mr. Graff serves as an Outsourced Chief Investment Officer ("OCIO") for unaffiliated thrid-party investment advisers. Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Merle Graff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2022 - Present

OPAL CAPITAL LLC

Office #1: 5200 Town Center Circle Suite 305, Boca Raton, FL 33486

RIA

CRD#: 322755

BOCA RATON, FL

Past

October 10, 2023 - January 2, 2025

TITLEIST ASSET MANAGEMENT, LLC

RIA

CRD#: 323567

BOCA RATON, FL

Past

March 25, 2022 - January 2, 2025

SHOREBIRD CAPITAL, LP

RIA

CRD#: 285437

BOCA RATON, FL

Past

January 14, 2019 - March 9, 2023

TITLEIST CAPITAL, LLC

RIA

CRD#: 126136

Newport Beach, CA

Past

February 2, 2018 - December 31, 2021

SHOREBIRD CAPITAL, LP

RIA

CRD#: 285437

SAN ANTONIO, TX

Past

September 11, 2006 - January 27, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPAL CAPITAL LLC

CRD#: 322755 / SEC#: 801-126398

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/2006

General Securities Representative Examination

Current Firm

OPAL CAPITAL LLC

CRD#: 322755 / SEC#: 801-126398

RIA

Registered Investment Advisory firm - (8/23/2022 Approved)

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Contact information

Main Address

5200 Town Center Circle Suite 305, Boca Raton, FL 33486

Mailing Address

Phone number

(917) 716-6257

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPAL CAPITAL LLC ADV PART 2A (5/29/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 135,027,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin M. Graff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Merle Graff's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPAL CAPITAL LLC

TITLEIST ASSET MANAGEMENT, LLC

SHOREBIRD CAPITAL, LP

TITLEIST CAPITAL, LLC

SHOREBIRD CAPITAL, LP

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

OPAL CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/2006

Series 7

Date: 9/9/2006

Current Firm

OPAL CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPAL CAPITAL LLC

TRUST BUT VERIFY

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