Jean C. Coletta

GERMANA CAPITAL LLC

Madrid,

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CRD#: 5194051

Professional summary

Jean Carlos Coletta, who also goes by Jean C Coletta, is a registered financial advisor currently at GERMANA CAPITAL LLC .

Jean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jean has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean C Coletta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Carlos Coletta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2025 - Present

GERMANA CAPITAL LLC

RIA

CRD#: 321214

Madrid,

Past

August 2, 2006 - December 31, 2008

MAX INTERNATIONAL BROKER/DEALER CORP.

CRD#: 46039

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/24/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2006

General Securities Representative Examination

Current Firm

GERMANA CAPITAL LLC

CRD#: 321214 / SEC#:

Florida

Registered Investment Advisory firm - (7/12/2022 Approved)

Texas

Registered Investment Advisory firm - (9/25/2025 Approved)

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Contact information

Main Address

1001 Brickell Bay Dr Suite 2727, Miami, FL 33131

Mailing Address

Phone number

(312) 888-6886

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 2,701,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jean C. Coletta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Carlos Coletta's CRS (Customer Relationship Summary).

Certified licenses

Experience

GERMANA CAPITAL LLC

MAX INTERNATIONAL BROKER/DEALER CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2023

Series 63

Date: 9/15/2006

SIE

Date: 2/24/2021

Series 7

Date: 8/1/2006

Current Firm

GERMANA CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GERMANA CAPITAL LLC

TRUST BUT VERIFY

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