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Thomas Joseph Condron

CRD# 51940·Registered 1974 - 2012
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Joseph Condron, who also goes by Thomas J Condron, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1974 - 2012. Thomas had worked at 16 firms and has passed the Series 63, Series 3, Series 000, Series 1, Series 4 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas J Condron

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

ALLIED BEACON PARTNERS, INC.·CRD# 46227
BD
Pleasantville, NY
December 23, 2010 - December 31, 2012
1ST DISCOUNT BROKERAGE, INC.·CRD# 39164
BD
Lake Worth, FL
August 21, 2002 - December 31, 2008
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
April 24, 1992 - August 21, 2002
OSCAR GRUSS & SON INCORPORATED·CRD# 2091
BD
New York, NY
December 21, 1989 - April 26, 1990
JONATHAN ALAN & CO., INC.·CRD# 15914
BD
April 8, 1988 - March 1, 1989
HAAS SECURITIES CORPORATION·CRD# 2104
BD
September 1, 1987 - November 17, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
August 12, 1985 - September 20, 1985
E. F. HUTTON & COMPANY INC·CRD# 235
BD
September 7, 1984 - June 26, 1985
BALFOUR INVESTORS INC.·CRD# 7382
BD
January 16, 1984 - April 17, 1984
NORTH COUNTRY SECURITIES, LTD.·CRD# 7097
BD
June 1, 1983 - December 7, 1983
JESUP & LAMONT SECURITIES CO., INC.·CRD# 6736
BD
December 31, 1980 - May 12, 1983
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
June 20, 1980 - June 27, 1980
ROONEY, PACE INC.·CRD# 6218
BD
December 18, 1979 - February 8, 1980
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
August 20, 1979 - July 11, 1980
SMILEN INVESTMENT RESEARCH AND MANAGEMENT INCORPORATED·CRD# 5385
BD
March 29, 1977 - July 14, 1979
WINKLER, CANTOR POMBOY·CRD# 1000002
BD
June 11, 1975 - March 20, 1976
LANCASTER LEEDS & CO., INC.·CRD# 2732
BD
January 15, 1974 - March 27, 1974

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Current Firm

AB
ALLIED BEACON PARTNERS, INC.

ALLIED BEACON PARTNERS, INC. | WATERFORD INVESTOR SERVICES, INC. | ALLIED BEACON PARTNERS, INC. ADVISORY

CRD#: 46227 / SEC#: 8-51357
BD
Terminated by SEC on 11/25/2013

Contact Information

Established

Florida since 08/03/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BEACON AQUISITION PARTNERS, INCSHAREHOLDER—
MATHER, ROBERT PHILIPPRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY1764918

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1984About the Series 3 exam

Series 000 — General Securities Principal Examination

Passed Jan 1974

Series 1 — Registered Representative Examination

Passed Jan 1974

Series 4 — Registered Options Principal Examination

Passed Apr 1978About the Series 4 exam

Series 12 — NYSE Branch Manager Examination

Passed Jul 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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