Thomas J. Condron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Condron, who also goes by Thomas J Condron, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1974. Thomas had worked at 16 firms and has passed the Series 63, Series 3, Series 000, Series 1, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2010 - December 31, 2012
ALLIED BEACON PARTNERS, INC.
August 21, 2002 - December 31, 2008
1ST DISCOUNT BROKERAGE, INC.
April 24, 1992 - August 21, 2002
ACUMENT SECURITIES, INC.
December 21, 1989 - April 26, 1990
OSCAR GRUSS & SON INCORPORATED
April 8, 1988 - March 1, 1989
JONATHAN ALAN & CO., INC.
September 1, 1987 - November 17, 1987
HAAS SECURITIES CORPORATION
August 12, 1985 - September 20, 1985
E. F. HUTTON & COMPANY INC
September 7, 1984 - June 26, 1985
E. F. HUTTON & COMPANY INC
January 16, 1984 - April 17, 1984
BALFOUR INVESTORS INC.
June 1, 1983 - December 7, 1983
NORTH COUNTRY SECURITIES, LTD.
December 31, 1980 - May 12, 1983
JESUP & LAMONT SECURITIES CO., INC.
June 20, 1980 - June 27, 1980
TUCKER ANTHONY INCORPORATED
December 18, 1979 - February 8, 1980
ROONEY, PACE INC.
August 20, 1979 - July 11, 1980
L. F. ROTHSCHILD & CO. INCORPORATED
March 29, 1977 - July 14, 1979
SMILEN INVESTMENT RESEARCH AND MANAGEMENT INCORPORATED
June 11, 1975 - March 20, 1976
WINKLER, CANTOR POMBOY
January 15, 1974 - March 27, 1974
LANCASTER LEEDS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 1/10/1974
General Securities Principal ExaminationSeries 1
Date: 1/10/1974
Registered Representative ExaminationSeries 12
Date: 7/29/1976
NYSE Branch Manager ExaminationCurrent Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
