Amit A. Aysola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amit A Aysola, who also goes by Amit Aysola, was a registered financial professional .
Amit is a previously registered financial professional and started their career in finance in 2006. Amit had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2011 - December 23, 2016
HGP SECURITIES, LLC
March 9, 2009 - January 8, 2010
DEMETER ADVISORY GROUP, LLC
April 11, 2007 - June 3, 2008
ROBERT W. BAIRD & CO. INCORPORATED
September 12, 2006 - March 26, 2007
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
HGP SECURITIES, LLC
CRD#: 148868 / SEC#: , 8-68080
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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