Alan G. Bradley

RWM CAPITAL

Daphne, AL 36527

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CRD#: 5193839

Professional summary

Alan Gregory Bradley, who also goes by Alan Gregory Bradley, Alan Bradley, is a registered financial advisor currently at RWM CAPITAL, LLC located in Daphne, Alabama.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Alan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Gregory Bradley | Alan Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 01/06/2025 - Roberts Wealth Management, LLC - Investment Related - 9808 Millwood Circle - Suite A, Daphne, AL 36527; Independent Insurance Agent; Approx. 20 hours/month and during trading hours; Insurance Planning Services; Duties include providing insurance and annuity solutions, and reviewing plans with clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Gregory Bradley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

RWM CAPITAL, LLC

Office #1: 9808 Millwood Circle Suite A, Daphne, AL 36527

RIA

CRD#: 310635

Daphne, AL

Past

September 3, 2021 - December 10, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

NEWARK, NJ

Past

September 3, 2021 - December 10, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 1, 2019 - August 12, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MOBILE, AL

Past

September 30, 2019 - August 12, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MOBILE, AL

Past

January 25, 2016 - September 4, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ATLANTA, GA

Past

December 17, 2015 - September 4, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ATLANTA, GA

Past

December 18, 2012 - November 19, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

STOCKBRIDGE, GA

Past

February 23, 2012 - November 29, 2012

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MCDONOUGH, GA

Past

September 19, 2006 - July 26, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MCDONOUGH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWM CAPITAL, LLC

ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/18/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RWM CAPITAL, LLC

ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

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Contact information

Main Address

1650 Highway 6 Suite 250, Sugar Land, TX 77478

Mailing Address

2555 Marshall Road Suite C-1, Biloxi, MS 39531

Phone number

(832) 981-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts	2,096
AUM (Assets Under Management)	$ 161,362,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan G. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Gregory Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

RWM CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2016

Series 63

Date: 9/21/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2016

Series 6

Date: 9/18/2006

Current Firm

RWM CAPITAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RWM CAPITAL, LLC

TRUST BUT VERIFY

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