LW
Larry M. Wood
KEYSTATE ADVISORY
Las Vegas, NV 89169
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CRD#: 5193775
LW
Professional summary
Larry Merrell Wood is a registered financial advisor currently at KEYSTATE ADVISORY, LLC located in Las Vegas, Nevada.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Larry has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I SERVE AS SVP OF KEYSTATE CORPORATE MANAGEMENT. KEYSTATE PROVIDES CORPORATE MANAGEMENT SERVICES TO NEVADA SPECIAL PURPOSE ENTITIES. PART OF THESE SERVICES INCLUDE PROVIDING A NEVADA RESIDENT TO SERVE AS AN INDEPENDENT OFFICER AND/OR DIRECTOR TO THOSE NEVADA SPECIAL PURPOSE ENTITIES. IN THIS CAPACITY, I SERVE AS AN OFFICER TO NUMEROUS NEVADA SPECIAL PURPOSE ENTITIES.
SOME OF KEYSTATE'S CLIENTS ARE COMMUNITY BANKS. FOR THESE COMMUNITY BANKS, I SERVE AS AN OFFICER OF THE BANK'S WHOLLY OWNED NEVADA INVESTMENT SUBSIDIARY. UNDER THE DIRECTION OF THE INVESTMENT SUB'S BOARD OF DIRECTORS AND WITHIN THE LIMITS OF ITS INVESTMENT POLICY, I SERVE AS AN INVESTMENT OFFICER AND OVERSEE THE BOND PORTFOLIO OF THE BANK INVESTMENT SUBSIDIARY'S BOND PORTFOLIO.
THE ADDRESS FOR ALL OF THESE ENTITIES IS 101 CONVENTION CENTER DR., SUITE 850, LAS VEGAS, NV 89109 (THE SAME AS KEYSTATE'S ADDRESS).
IN TOTAL, I DEVOTE APPROXIMATELY 60% OF MY WORK HOURS (APPROX. 120 HOURS PER MONTH) TO SERVING IN THIS CAPACITY FOR MY CLIENTS.
THIS TIME IS SPREAD THROUGHOUT THE DAY, BUT I DO ENSURE THAT I KEEP MY SCHEDULE OPEN AS NECESSARY TO DO MY NECESSARY WORK IN THE MARKET IN THE MORNING.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Merrell Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2011 - Present
KEYSTATE ADVISORY, LLC
Office #1: 3883 Howard Hughes Pkwy Suite 500, Las Vegas, NV 89169RIA
CRD#: 156226
Las Vegas, NV
Past
February 11, 2011 - December 31, 2018
KEYSTATE ADVISORY, LLC
RIA
CRD#: 156226
LAS VEGAS, NV
Past
December 7, 2006 - January 21, 2011
TRANSWESTERN CAPITAL ADVISORS, LLC
RIA
CRD#: 141605
DENVER, CO
Past
August 11, 2006 - May 22, 2007
GREAT PACIFIC SECURITIES
BD
CRD#: 29251
COSTA MESA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KEYSTATE ADVISORY, LLC
KEYSTATE ADVISORY, LLC
CRD#: 156226 / SEC#: 801-72123
RIA
Registered Investment Advisory firm - (1/19/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(2/11/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
KA
KEYSTATE ADVISORY, LLC
KEYSTATE ADVISORY, LLC
CRD#: 156226 / SEC#: 801-72123
RIA
Registered Investment Advisory firm - (1/19/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3883 Howard Hughes Pkwy Suite 500, Las Vegas, NV 89169
Mailing Address
Po Box 50102, Henderson, NV 89016
Phone number
(702) 598-3738
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 18,152,920,112 |
Red Flags
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