TC
Todd N. Condiff
EMERSON EQUITY LLC
Sachse, TX 75048
Some features on this profile are disabled
CRD#: 5193760
TC
Professional summary
Todd Nathan Condiff is a registered financial advisor currently at EMERSON EQUITY LLC located in Sachse, Texas.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Todd has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)- CLK INVESMENT ADVISORS; INVESTMENT RELATED: YES; ADDRESS: 5806 MEADOWCREST, SACHSE, TX 75048; NATURE OF OTHER BUSINESS: INSURANCE; TITLE: OWNER; STATE DATE: 7/2007; NUMBER OF HOURS DEVOTED PER MONTH: 1; NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1; DUTIES: LIFE INSURANCE SALES AND FIXED ANNUITIES. 2)- FRESH START; INVESTMENT RELATED: YES; ADDRESS: 5806 MEADOWCREST, SACHSE, TX 75048; NATURE OF OTHER BUSINESS: INSURANCE; TITLE: OWNER; STATE DATE: 2010; NUMBER OF HOURS DEVOTED PER MONTH: 2; NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 2; DUTIES: BUSINESS CONSULTING. 3)- DIPINTO, INC.DBA AGGRESSIVE ROOFING SYSTEMS ; NOT INVESTMENT RELATED; ADDRESS: 5806 MEADOWCREST SACHSE, TX 75048; NATURE OF OTHER BUSINESS: CONSTRUCTION; 03/2005; TITLE: PRESIDENT; START DATE:03/2005; HOURS DEVOTED PRE MONTH: 5; HOURS DEVOTED DURING SECURITIES TRADING HOURS: 5 HOURS PER MONTH; DESCRIBE DUTIES LIGHT CONSTRUCTION. 4)- DIPINTO CONSTRUCTION LLC-NOT INVESTMENT RELATED, 1001 S. MAIN STREET STE 49 KALISPELL, MT 59901, ENTITY ESTABLISHED TO PURCHASE VEHICLES, SINGLE MEMBER/PRESIDENT-OWNER PURCHASED VEHICLES, 0 HRS PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, 11/2024
CRS (Client Relationship Summary) - RIA
Click below to view Todd Nathan Condiff's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Nathan Condiff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2016 - Present
EMERSON EQUITY LLC
Office #1: 5806 Meadowcrest, Sachse, TX 75048RIA
BD
CRD#: 130032
Sachse, TX
Current
March 14, 2014 - Present
EMERSON EQUITY LLC
Office #1: 5806 Meadowcrest, Sachse, TX 75048RIA
BD
CRD#: 130032
Sachse, TX
Past
October 16, 2012 - March 30, 2016
SUPERIOR RETIREMENT STRATEGIES, LLC
RIA
CRD#: 158152
Joshua, TX
Past
May 10, 2011 - June 19, 2013
1792 SECURITIES, LLC
BD
CRD#: 146048
GREENVILLE, SC
Past
April 12, 2010 - March 25, 2011
HERITAGE ADVISORY SERVICES, INC.
RIA
CRD#: 119241
MALVERN, PA
Past
January 25, 2010 - March 25, 2011
HERITAGE FINANCIAL SYSTEMS, LLC
BD
CRD#: 133019
MALVERN, PA
Past
August 4, 2006 - January 7, 2010
ALTERNATIVE WEALTH STRATEGIES, INC.
BD
CRD#: 130933
CHERRY HILL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/14/2014)
RR
Florida(11/14/2017)
RR
Oklahoma(4/7/2020)
RR
Texas(3/14/2014)
IAR
Texas(3/30/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
