Michael Assante
Professional summary
Michael Assante, who also goes by Michael C Assante, Michael Christopher Assante, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 57TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Assante's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2022 - Present
BLUEFIN CAPITAL MANAGEMENT, LLC
Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010May 21, 2009 - July 14, 2014
BLUEFIN CAPITAL MANAGEMENT, LLC
April 20, 2007 - June 15, 2010
BLUEFIN SPECIALISTS L.L.C.
July 26, 2006 - June 9, 2008
BLUEFIN CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 7/26/2022
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Current Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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