Gregory M. Rosta
Professional summary
Gregory Matthew Rosta is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in Princeton, New Jersey and BLACKROCK EXECUTION SERVICES located in Princeton, New Jersey.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2008. Gregory has worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Matthew Rosta's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2015 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 1 University Square Dr, Princeton, NJ 08540April 11, 2016 - Present
BLACKROCK EXECUTION SERVICES
Office #1: 1 University Square Drive, Princeton, NJ 08540March 14, 2013 - March 4, 2015
SANFORD C. BERNSTEIN & CO., LLC
August 6, 2009 - March 4, 2015
ALLIANCEBERNSTEIN INVESTMENTS, INC.
July 14, 2008 - May 18, 2009
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BLACKROCK EXECUTION SERVICES
CRD#: 39438 / SEC#: , 8-48719
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | |
| DEVICO, JOSEPH GEORGE | DIRECTOR | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | DIRECTOR | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | DIRECTOR | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| VILLACORTA, ROLAND ESTEBAN | DIRECTOR | 2566073 |
Red Flags
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Company Information
BLACKROCK EXECUTION SERVICES
CRD#: 39438Princeton, NJ 08540TRUST BUT VERIFY
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